Free HKSI mock tests
A free mock test for each of the 5 papers we cover, in English and Traditional Chinese. Every answer explained. Save your results with a free account and read the first set of comprehensive study notes free. Premium adds 3,000 questions, 6 full mock exams, 800 flashcards and 60 key notes per exam.
Core papers
HKSI LE Paper 1: Fundamentals of Securities and Futures Regulation
The regulation paper almost every SFC licensed representative must pass.
HKSI LE Paper 7: Financial Markets
The markets paper taken with Paper 1 by most representatives.
Activity papers
HKSI LE Paper 8: Securities
The paper for Type 1 (dealing in securities), Type 4 (advising on securities) and Type 8 representatives.
HKSI LE Paper 9: Derivatives
The paper for Type 2 (dealing in futures contracts) and Type 5 (advising on futures contracts) representatives.
HKSI LE Paper 12: Asset Management
The paper for Type 9 (asset management) representatives.
Not sure which papers you need?
Use the finder on the home page. Almost everyone needs Papers 1 and 7, plus 8, 9 or 12 depending on the licence type.